|
Intelligent Solutions. Created for the world's top financial organizations, our compliance and management solutions offer unsurpassed insight and security. Westwater’s Reporting Intelligence solution provides firms with a full FINRA compliant investigation and management reporting toolset to gain insight into trading and compliance activity. Compliance & Management Reporting >> Best Execution Reporting
Reporting Intelligence enables customers to generate real-time execution reports for all OTC, listed securities, and options to confirm that best executions are being provided. Management dashboards provide executives with an instant view of key indicators, trading summaries and analysis. >> Regulation NMS Reporting
Our clients are sure they are Reg NMS compliant. How? By utilizing our Reporting Intelligence solution, which provides audit trail record reporting, integrated tick capture of firm-specific and market quote data, and compliance issue identification and resolution reporting. >> OATS Reporting
Reporting Intelligence analyzes order and execution information, prepares OATS reports, and submits the reports to FINRA for processing. OATS rejections, investigation, and re-submissions are managed within the web-base solution. >> Other Reporting
In addition, Reporting Intelligence processes Electronic Blue Sheet reporting, transaction cost analysis, Rule 605/606, and Regulation SHO.
Trade and order monitoring, problem identification by desk, trade, or timeframe, email notifications, auditing, and configurable alerts are just some of the monitoring and surveillance features of Westwater’s Reporting Intelligence offering. Our customized dashboards provide critical summary information to managers and can help prevent unforeseen compliance issues. >> Problem Identification
Identify critical problems by desk, trader, trade and more. Using the integrated dashboard it is possible to quickly and easily monitor orders and best execution and track vital compliance statistics - all from one location. >> Alerts
Using customizable alerts and a powerful business rules engine, Reporting Intelligence can generate trigger-based alerts notifying management of potential compliance issues. |
|
 |
|
)